James Howard Dockens is an investment adviser representative (IAR) with state registration records since 2002, appearing at 7 firms. Currently registered with U.S. BANCORP ADVISORS, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| U.S. BANCORP ADVISORS, LLC | 2026-02-13 | present | Yes |
| U.S. BANCORP INVESTMENTS, INC. | 2017-09-18 | 2026-02-13 | — |
| FULCRUM CAPITAL, LLC | 2015-11-03 | 2017-06-12 | — |
| HARRISDIRECT LLC | 2011-10-27 | 2015-11-30 | — |
| BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. | 2010-01-07 | 2011-10-21 | — |
| HARRISDIRECT LLC | 2008-08-05 | 2010-01-08 | — |
| OSAIC SERVICES, INC. | 2005-10-31 | 2007-03-21 | — |
| SENTRA SECURITIES CORPORATION | 2002-06-03 | 2005-10-31 | — |