JAMES MATTHEW BROOM is an investment adviser representative (IAR) with state registration records since 2000, appearing at 5 firms. Currently registered with NORTHSTAR WEALTH MANAGEMENT, INC..
| Firm | From | To | Current |
|---|---|---|---|
| NORTHSTAR WEALTH MANAGEMENT, INC. | 2020-02-28 | present | Yes |
| OSAIC ADVISORY SERVICES, LLC | 2017-12-04 | 2020-07-02 | — |
| WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC | 2004-08-10 | 2017-12-06 | — |
| LPL FINANCIAL LLC | 2002-07-15 | 2004-08-04 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2000-03-14 | 2002-07-10 | — |