JAMES HENRY COX

JAMES HENRY COX is an investment adviser representative (IAR) with state registration records since 2009, appearing at 5 firms. Currently registered with WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC.

Registration history (7)

FirmFromToCurrent
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC2024-03-14presentYes
NEWEDGE ADVISORS, LLC2019-11-182024-01-09
WELLS FARGO CLEARING SERVICES, LLC2012-11-022019-12-05
UBS FINANCIAL SERVICES INC.2012-03-272012-11-12
WELLS FARGO CLEARING SERVICES, LLC2010-09-302012-03-27
FIFTH THIRD SECURITIES, INC.2010-06-232010-08-27
WELLS FARGO CLEARING SERVICES, LLC2009-08-312010-06-30

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