Brian Thomas Bothe

Brian Thomas Bothe is an investment adviser representative (IAR) with state registration records since 2001, appearing at 4 firms. Currently registered with LPL ENTERPRISE, LLC.

Registration history (5)

FirmFromToCurrent
LPL ENTERPRISE, LLC2024-12-06presentYes
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2022-09-192024-11-19
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2019-09-272021-05-04
CHEVY CHASE FINANCIAL SERVICES2004-01-232004-05-10
MORGAN STANLEY DW INC.2001-09-042004-01-20

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