ARTHUR LOPES is an investment adviser representative (IAR) with state registration records since 2001, appearing at 7 firms. Currently registered with MORGAN STANLEY SMITH BARNEY LLC.
| Firm | From | To | Current |
|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY LLC | 2023-09-05 | present | Yes |
| HARRISDIRECT LLC | 2015-10-20 | 2023-09-05 | — |
| CHARLES SCHWAB & CO., INC. | 2010-09-22 | 2015-10-02 | — |
| NATIONAL PLANNING CORPORATION | 2009-08-05 | 2010-03-24 | — |
| WEDBUSH SECURITIES INC. | 2007-10-01 | 2008-05-01 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2007-02-15 | 2007-10-03 | — |
| ENVESTNET ASSET MANAGEMENT, INC. | 2005-11-09 | 2007-02-08 | — |
| CHARLES SCHWAB & CO., INC. | 2001-02-13 | 2005-01-28 | — |