Diane Ruiz

Diane Ruiz is an investment adviser representative (IAR) with state registration records since 2004, appearing at 5 firms. Currently registered with SANTANDER SECURITIES LLC.

Registration history (5)

FirmFromToCurrent
SANTANDER SECURITIES LLC2022-06-10presentYes
LPL FINANCIAL LLC2021-09-222022-06-07
EAGLE STRATEGIES LLC2020-12-072021-09-23
HSBC SECURITIES (USA) INC.2008-09-242020-06-05
CHASE INVESTMENT SERVICES CORP.2004-05-052008-08-27

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