DAVID M RICE is an investment adviser representative (IAR) with state registration records since 2010, appearing at 3 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2019-12-05 | present | Yes |
| SWBC INVESTMENT COMPANY | 2013-05-07 | 2019-12-04 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2010-06-25 | 2012-01-03 | — |