CLIFF WINGYIN SHUM is an investment adviser representative (IAR) with state registration records since 1998, appearing at 4 firms. Currently registered with SHUM FINANCIAL GROUP, INC..
| Firm | From | To | Current |
|---|---|---|---|
| SHUM FINANCIAL GROUP, INC. | 2019-09-25 | present | Yes |
| GIRARD SECURITIES, INC. | 2013-07-19 | 2017-04-11 | — |
| EDWARD D. JONES & CO., L.P. | 2007-01-19 | 2013-06-17 | — |
| AMERIPRISE FINANCIAL SERVICES, LLC | 1998-12-30 | 2002-11-18 | — |