HOA THI LE is an investment adviser representative (IAR) with state registration records since 2011, appearing at 5 firms. Currently registered with TRANSCEND CAPITAL ADVISORS, LLC, ARAX ADVISORY PARTNERS, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| ARAX ADVISORY PARTNERS, LLC | 2026-08-03 | present | Yes |
| TRANSCEND CAPITAL ADVISORS, LLC | 2021-03-22 | present | Yes |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2013-08-23 | 2021-03-22 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2012-02-29 | 2013-08-30 | — |
| UBS FINANCIAL SERVICES INC. | 2011-04-19 | 2012-02-27 | — |