STEPHEN R LADDY is an investment adviser representative (IAR) with state registration records since 2002, appearing at 6 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| WELLS FARGO CLEARING SERVICES, LLC | 2024-12-10 | present | Yes |
| UBS FINANCIAL SERVICES INC. | 2014-05-15 | 2024-12-19 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | 2014-05-27 | — |
| MORGAN STANLEY & CO. LLC | 2007-04-13 | 2009-06-01 | — |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | 2004-10-20 | 2007-04-17 | — |
| QUICK & REILLY, INC. | 2002-11-21 | 2004-10-20 | — |