PAUL ROGER GUGGER is an investment adviser representative (IAR) with state registration records since 2005, appearing at 6 firms. Currently registered with UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER.
| Firm | From | To | Current |
|---|---|---|---|
| UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER | 2026-01-20 | present | Yes |
| OSAIC ADVISORY SERVICES, LLC | 2024-11-08 | 2025-12-23 | — |
| ARBOR POINT ADVISORS | 2020-03-02 | 2024-11-08 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2010-08-31 | 2020-03-04 | — |
| UBS FINANCIAL SERVICES INC. | 2005-10-03 | 2010-08-31 | — |
| WAMU INVESTMENTS, INC. | 2005-06-21 | 2005-10-07 | — |