DAVID LEE SPENCE is an investment adviser representative (IAR) with state registration records since 2004, appearing at 5 firms. Currently registered with NEW YORK LIFE INVESTMENT MANAGEMENT LLC.
| Firm | From | To | Current |
|---|---|---|---|
| NEW YORK LIFE INVESTMENT MANAGEMENT LLC | 2011-09-28 | present | Yes |
| EAGLE STRATEGIES LLC | 2011-03-03 | 2011-05-24 | — |
| PUTNAM INVESTMENT MANAGEMENT, LLC | 2009-03-18 | 2010-12-20 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2005-03-11 | 2009-02-12 | — |
| COMERICA SECURITIES | 2004-11-04 | 2005-03-21 | — |