REGINA CARBAJAL LEGATES is an investment adviser representative (IAR) with state registration records since 1999, appearing at 3 firms. Currently registered with FIGTREE FINANCIAL ADVISORS, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| FIGTREE FINANCIAL ADVISORS, LLC | 2019-04-26 | present | Yes |
| PROSPERITY FINANCIAL GROUP, INC. | 2017-06-21 | 2019-08-02 | — |
| AMERIPRISE FINANCIAL SERVICES, LLC | 1999-02-11 | 2017-06-19 | — |