Shirley Hsiao-An Chang

Shirley Hsiao-An Chang is an investment adviser representative (IAR) with state registration records since 2004, appearing at 6 firms. Currently registered with J.P. MORGAN SECURITIES LLC.

Registration history (8)

FirmFromToCurrent
J.P. MORGAN SECURITIES LLC2017-11-02presentYes
MORGAN STANLEY SMITH BARNEY LLC2011-07-272017-11-06
MORGAN STANLEY SMITH BARNEY LLC2009-06-012009-07-30
MORGAN STANLEY & CO. LLC2008-06-172009-06-01
MORGAN STANLEY & CO. LLC2008-05-162008-06-04
LEHMAN BROTHERS INC.2005-03-222008-06-04
CARIS & COMPANY, INC.2004-07-292004-12-13
BANC OF AMERICA INVESTMENT SERVICES, INC.2004-01-132004-03-22

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