STEPHEN JOHN CARUSO

STEPHEN JOHN CARUSO is an investment adviser representative (IAR) with state registration records since 2004, appearing at 6 firms. Currently registered with BROOKWOOD INVESTMENT GROUP.

Registration history (6)

FirmFromToCurrent
BROOKWOOD INVESTMENT GROUP2026-03-25presentYes
BELPOINTE ASSET MANAGEMENT LLC2016-06-212023-06-30
AMERIPRISE FINANCIAL SERVICES, LLC2012-03-072016-06-06
JHS CAPITAL ADVISORS, LLC2008-09-222009-07-06
WELLS FARGO CLEARING SERVICES, LLC2005-02-182008-09-19
CITICORP INVESTMENT SERVICES2004-11-092005-03-03

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