ROGER WARREN MOORE

ROGER WARREN MOORE is an investment adviser representative (IAR) with state registration records since 2001, appearing at 4 firms. Currently registered with RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC.

Registration history (4)

FirmFromToCurrent
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC2009-12-14presentYes
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2009-10-232009-12-14
BANC OF AMERICA INVESTMENT SERVICES, INC.2006-11-172009-10-23
CITIGROUP GLOBAL MARKETS INC.2001-08-232006-11-30

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