SWAN SIHUA SHEN is an investment adviser representative (IAR) with state registration records since 2004, appearing at 4 firms. Currently registered with OSAIC WEALTH, INC..
| Firm | From | To | Current |
|---|---|---|---|
| OSAIC WEALTH, INC. | 2023-09-01 | present | Yes |
| OSAIC SERVICES, INC. | 2019-07-03 | 2023-09-01 | — |
| CAPITAL FINANCIAL SERVICES, INC. | 2017-12-05 | 2019-07-01 | — |
| CUNA BROKERAGE SERVICES, INC. | 2004-04-14 | 2013-09-24 | — |