Stephen Michael Smith

Stephen Michael Smith is an investment adviser representative (IAR) with state registration records since 2016, appearing at 3 firms. Currently registered with USA FINANCIAL SECURITIES LLC.

Registration history (3)

FirmFromToCurrent
USA FINANCIAL SECURITIES LLC2026-01-02presentYes
CETERA INVESTMENT ADVISERS LLC2023-06-292025-12-31
CETERA WEALTH SERVICES, LLC2016-01-222023-06-29

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