Lori S Smith is an investment adviser representative (IAR) with state registration records since 2002, appearing at 6 firms. Currently registered with INDEPENDENT ADVISOR ALLIANCE, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| INDEPENDENT ADVISOR ALLIANCE, LLC | 2025-02-03 | present | Yes |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | 2023-03-10 | 2024-11-19 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2022-01-26 | 2022-07-08 | — |
| UBS FINANCIAL SERVICES INC. | 2014-01-27 | 2020-02-21 | — |
| BB&T SECURITIES, LLC | 2013-01-02 | 2013-11-20 | — |
| SCOTT & STRINGFELLOW, LLC | 2011-06-08 | 2013-01-02 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2002-04-01 | 2011-05-25 | — |