JAMES DAVID DOSS

JAMES DAVID DOSS is an investment adviser representative (IAR) with state registration records since 1998, appearing at 6 firms. Currently registered with LPL FINANCIAL LLC.

Registration history (6)

FirmFromToCurrent
LPL FINANCIAL LLC2023-10-02presentYes
ARBOR POINT ADVISORS2020-11-062023-10-02
KMS FINANCIAL SERVICES, INC.2018-01-082020-11-06
SIGNATOR INVESTORS, INC.2015-12-282017-12-31
SIGNATOR FINANCIAL SERVICES, INC.2003-04-072015-12-28
UBS FINANCIAL SERVICES INC.1998-08-182003-04-02

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