RICHARD S NEWMAN is an investment adviser representative (IAR) with state registration records since 2001, appearing at 3 firms. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
| Firm | From | To | Current |
|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2012-01-27 | present | Yes |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | 2007-11-20 | 2009-04-28 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2001-03-14 | 2007-10-29 | — |