JAMES DEAK is an investment adviser representative (IAR) with state registration records since 2000, appearing at 5 firms. Currently registered with WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC | 2023-03-06 | present | Yes |
| WELLS FARGO CLEARING SERVICES, LLC | 2011-07-15 | 2023-03-06 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2009-10-23 | 2011-07-18 | — |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | 2003-04-11 | 2009-10-23 | — |
| CITIGROUP GLOBAL MARKETS INC. | 2000-08-01 | 2003-04-25 | — |