WAI KEE CHAN is an investment adviser representative (IAR) with state registration records since 2002, appearing at 5 firms. Currently registered with INDEPENDENT FINANCIAL GROUP, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| INDEPENDENT FINANCIAL GROUP, LLC | 2025-10-30 | present | Yes |
| MORGAN STANLEY SMITH BARNEY LLC | 2013-05-31 | 2025-09-30 | — |
| CHARLES SCHWAB & CO., INC. | 2006-01-23 | 2013-06-10 | — |
| HOEFER & ARNETT CAPITAL MANAGEMENT, INC. | 2004-03-22 | 2005-10-04 | — |
| DWS INVESTMENT MANAGEMENT AMERICAS, INC. | 2002-09-23 | 2004-04-12 | — |