NICHOLAS CHARLES BAUER is an investment adviser representative (IAR) with state registration records since 2004, appearing at 8 firms. Currently registered with OPEROSE ADVISORS LLC.
| Firm | From | To | Current |
|---|---|---|---|
| OPEROSE ADVISORS LLC | 2017-07-24 | present | Yes |
| JANUS HENDERSON INVESTORS | 2015-08-03 | 2017-01-12 | — |
| GENEVA CAPITAL MANAGEMENT LLC | 2010-06-03 | 2017-01-24 | — |
| JOHNSON WEALTH INC. | 2010-01-29 | 2010-05-14 | — |
| CLEARY GULL INC. | 2008-12-17 | 2010-05-14 | — |
| ZIEGLER CAPITAL MANAGEMENT, LLC | 2005-05-24 | 2008-11-20 | — |
| B. C. ZIEGLER AND COMPANY | 2005-04-12 | 2008-11-20 | — |
| WOLF FINANCIAL MANAGEMENT, LLC | 2004-01-05 | 2005-04-15 | — |