Kathryn Leeper Hooper is an investment adviser representative (IAR) with state registration records since 2010, appearing at 6 firms. Currently registered with OSAIC INSTITUTIONS, INC..
| Firm | From | To | Current |
|---|---|---|---|
| OSAIC INSTITUTIONS, INC. | 2025-01-13 | present | Yes |
| SORRENTO PACIFIC FINANCIAL, LLC | 2017-12-15 | 2025-01-10 | — |
| INVEST FINANCIAL CORPORATION | 2017-05-25 | 2017-12-15 | — |
| INVESTMENT ADVISORS CORP | 2011-11-10 | 2016-04-25 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2011-01-03 | 2011-10-05 | — |
| WELLS FARGO INVESTMENTS, LLC | 2010-08-05 | 2011-01-03 | — |