SCOTT WILLIAM HOLMES is an investment adviser representative (IAR) with state registration records since 2002, appearing at 8 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2022-12-06 | present | Yes |
| COMMONWEALTH EQUITY SERVICES, LLC | 2018-05-22 | 2022-12-13 | — |
| NEUBERGER BERMAN BD LLC | 2015-10-01 | 2018-05-23 | — |
| AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC. | 2012-05-22 | 2015-09-29 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | 2012-03-07 | — |
| MORGAN STANLEY & CO. LLC | 2009-04-13 | 2009-06-01 | — |
| WELLS FARGO INVESTMENTS, LLC | 2003-11-28 | 2009-04-22 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2002-11-22 | 2003-11-25 | — |