RICHARD MICHAEL LIGOTTI is an investment adviser representative (IAR) with state registration records since 2003, appearing at 4 firms. Currently registered with LAGUNA NIGUEL SUMMIT WEALTH MANAGEMENT, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LAGUNA NIGUEL SUMMIT WEALTH MANAGEMENT, LLC | 2016-07-29 | present | Yes |
| INDEPENDENT FINANCIAL GROUP, LLC | 2010-04-27 | 2016-07-18 | — |
| AFA ADVISOR SERVICES LLC | 2006-03-01 | 2010-04-27 | — |
| WILLIAM JORDAN INVESTMENTS, INC. | 2003-09-26 | 2004-09-10 | — |