JAMES STUART RICHTER

JAMES STUART RICHTER is an investment adviser representative (IAR) with state registration records since 2001, appearing at 6 firms. Currently registered with ADVISORY SERVICES NETWORK, LLC.

Registration history (6)

FirmFromToCurrent
ADVISORY SERVICES NETWORK, LLC2018-04-10presentYes
ESG WEALTH MANAGEMENT, LLC2011-03-092013-05-14
MORGAN STANLEY & CO. LLC2007-04-022009-02-02
MORGAN STANLEY DW INC.2005-07-012007-04-02
WELLS FARGO CLEARING SERVICES, LLC2003-07-012005-07-07
PRUDENTIAL EQUITY GROUP, LLC2001-06-122003-07-01

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