ROY E COOK is an investment adviser representative (IAR) with state registration records since 2006, appearing at 8 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2023-09-29 | present | Yes |
| CETERA INVESTMENT ADVISERS LLC | 2018-05-20 | 2023-09-29 | — |
| SAGE PRIVATE WEALTH GROUP, LLC | 2015-04-10 | 2018-05-14 | — |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | 2015-04-03 | 2018-05-18 | — |
| FORVIS MAZARS WEALTH ADVISORS, LLC | 2014-11-05 | 2015-04-20 | — |
| WOLF FINANCIAL MANAGEMENT, LLC | 2010-07-20 | 2014-12-31 | — |
| WOLF FINANCIAL MANAGEMENT, LLC | 2010-07-10 | 2015-04-20 | — |
| OAK BROOK STRATEGIC INVESTMENT ADVISORS LLC | 2009-09-21 | 2010-12-23 | — |
| BAKER TILLY INVESTMENT ADVISORS | 2006-01-18 | 2009-09-24 | — |