JAMES JOSEPH ROMAN is an investment adviser representative (IAR) with state registration records since 2001, appearing at 2 firms. Currently registered with CWM, LLC, MAIN STREET FINANCIAL LIFE ADVISORS, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| MAIN STREET FINANCIAL LIFE ADVISORS, LLC | 2023-09-06 | present | Yes |
| MAIN STREET FINANCIAL LIFE ADVISORS, LLC | 2022-01-19 | 2022-12-31 | — |
| CWM, LLC | 2021-02-01 | present | Yes |
| MAIN STREET FINANCIAL LIFE ADVISORS, LLC | 2006-01-25 | 2021-12-31 | — |
| MAIN STREET FINANCIAL LIFE ADVISORS, LLC | 2001-08-08 | 2005-12-31 | — |