TOMMY LIK- KWAN LAM is an investment adviser representative (IAR) with state registration records since 2002, appearing at 7 firms. Currently registered with OSAIC WEALTH, INC..
| Firm | From | To | Current |
|---|---|---|---|
| OSAIC WEALTH, INC. | 2024-01-19 | present | Yes |
| WOODBURY FINANCIAL SERVICES, INC. | 2018-07-11 | 2024-01-19 | — |
| CAPITAL ONE ADVISORS, LLC | 2015-01-28 | 2018-07-11 | — |
| CAPITAL ONE FINANCIAL ADVISORS LLC | 2011-10-06 | 2015-01-28 | — |
| OSAIC WEALTH, INC. | 2010-01-19 | 2011-07-20 | — |
| CITIGROUP GLOBAL MARKETS INC. | 2007-05-29 | 2009-12-17 | — |
| CITICORP INVESTMENT SERVICES | 2004-11-09 | 2007-05-29 | — |
| CHARLES SCHWAB & CO., INC. | 2002-07-01 | 2002-08-15 | — |