John K. Chau

John K. Chau is an investment adviser representative (IAR) with state registration records since 2002, appearing at 4 firms. Currently registered with J.P. MORGAN SECURITIES LLC.

Registration history (4)

FirmFromToCurrent
J.P. MORGAN SECURITIES LLC2012-10-01presentYes
CHASE INVESTMENT SERVICES CORP.2012-09-052012-10-01
BANCWEST INVESTMENT SERVICES, INC.2006-11-012012-09-10
BANC OF AMERICA INVESTMENT SERVICES, INC.2002-08-302006-10-31

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