M Diane Jefferies Wakefield

M Diane Jefferies Wakefield is an investment adviser representative (IAR) with state registration records since 2002, appearing at 6 firms. Currently registered with AMERIPRISE FINANCIAL SERVICES, LLC.

Registration history (7)

FirmFromToCurrent
AMERIPRISE FINANCIAL SERVICES, LLC2025-06-30presentYes
RBC SECURITIES, INC.2020-06-172021-11-19
RBC SECURITIES, INC.2015-04-292018-07-23
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2010-11-032015-04-28
DEUTSCHE BANK SECURITIES INC.2008-08-052010-08-30
BANC OF AMERICA INVESTMENT SERVICES, INC.2004-04-072006-11-15
CHARLES SCHWAB & CO., INC.2002-03-012002-09-09

More