ERIK LEE PUFFENBERGER is an investment adviser representative (IAR) with state registration records since 2004, appearing at 3 firms. Currently registered with UBS FINANCIAL SERVICES INC..
| Firm | From | To | Current |
|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 2007-08-02 | present | Yes |
| NATIONAL PLANNING CORPORATION | 2006-05-24 | 2007-04-18 | — |
| J.P. MORGAN ASSET MANAGEMENT | 2004-07-07 | 2005-12-31 | — |