JOHN ALAN CAPLAN is an investment adviser representative (IAR) with state registration records since 2001, appearing at 4 firms. Currently registered with NEWEDGE ADVISORS, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| NEWEDGE ADVISORS, LLC | 2022-04-05 | present | Yes |
| TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC | 2007-08-14 | 2022-03-03 | — |
| PEOPLE'S SECURITIES, INC. | 2005-04-04 | 2007-06-14 | — |
| CITIZENS SECURITIES, INC. | 2001-05-03 | 2005-04-05 | — |