SEAN M CATES is an investment adviser representative (IAR) with state registration records since 2001, appearing at 3 firms. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
| Firm | From | To | Current |
|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2011-08-26 | present | Yes |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | 2007-07-30 | 2009-01-20 | — |
| GOLDMAN SACHS & CO. LLC | 2001-08-17 | 2003-12-04 | — |