Lauri Ann Smith is an investment adviser representative (IAR) with state registration records since 1999, appearing at 5 firms. Currently registered with NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC | 2026-02-02 | present | Yes |
| WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC | 2023-02-01 | 2024-05-22 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2022-08-11 | 2024-05-22 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2019-06-12 | 2022-06-01 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2009-10-23 | 2011-05-18 | — |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | 2003-02-26 | 2009-10-23 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 1999-03-11 | 2003-02-03 | — |