Thomas J Carroll is an investment adviser representative (IAR) with state registration records since 2017, appearing at 4 firms. Currently registered with HIGHPOINT ADVISOR GROUP, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| HIGHPOINT ADVISOR GROUP, LLC | 2024-06-03 | present | Yes |
| PARKVIEW ASSET MANAGEMENT, INC. | 2022-12-13 | 2024-06-11 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2020-11-20 | 2022-11-22 | — |
| EDWARD D. JONES & CO., L.P. | 2017-08-30 | 2020-09-30 | — |