WILLIAM FRANCIS PHILLIPS III is an investment adviser representative (IAR) with state registration records since 1999, appearing at 4 firms. Currently registered with OCEAN PARK ASSET MANAGEMENT, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| OCEAN PARK ASSET MANAGEMENT, LLC | 2024-10-30 | present | Yes |
| SIERRA INVESTMENT MANAGEMENT, LLC | 2015-10-07 | 2024-12-23 | — |
| NEW YORK LIFE INVESTMENT MANAGEMENT LLC | 2011-02-14 | 2015-09-03 | — |
| NEW YORK LIFE INVESTMENT MANAGEMENT LLC | 2009-09-10 | 2010-08-13 | — |
| RAYMOND JAMES & ASSOCIATES, INC. | 1999-06-03 | 2002-08-19 | — |