Dorothea Sue Cole is an investment adviser representative (IAR) with state registration records since 2001, appearing at 6 firms. Currently registered with J. W. COLE ADVISORS, INC..
| Firm | From | To | Current |
|---|---|---|---|
| J. W. COLE ADVISORS, INC. | 2019-05-08 | present | Yes |
| OSAIC WEALTH, INC. | 2018-11-02 | 2019-02-07 | — |
| SIGNATOR INVESTORS, INC. | 2016-05-13 | 2018-11-02 | — |
| TRANSAMERICA FINANCIAL ADVISORS, LLC | 2009-12-10 | 2016-05-13 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2006-05-01 | 2010-01-04 | — |
| BANC ONE SECURITIES CORPORATION | 2001-08-27 | 2006-05-01 | — |