JAMES EDWARD ELLIS is an investment adviser representative (IAR) with state registration records since 2004, appearing at 4 firms. Currently registered with CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC..
| Firm | From | To | Current |
|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 2011-11-29 | present | Yes |
| SANDERS MORRIS LLC | 2008-11-05 | 2011-11-23 | — |
| QA3 FINANCIAL LLC | 2006-06-30 | 2008-11-03 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2004-03-09 | 2005-07-20 | — |