RICHARD HENRY MOOTZ is an investment adviser representative (IAR) with state registration records since 2004, appearing at 4 firms. Currently registered with OSAIC WEALTH, INC..
| Firm | From | To | Current |
|---|---|---|---|
| OSAIC WEALTH, INC. | 2024-06-14 | present | Yes |
| SECURITIES AMERICA ADVISORS, INC. | 2009-01-23 | 2024-06-14 | — |
| BRECEK & YOUNG ADVISORS, INC. | 2005-01-03 | 2009-02-07 | — |
| LPL FINANCIAL LLC | 2004-09-24 | 2005-01-06 | — |