Angel Kam Fung Chen

Angel Kam Fung Chen is an investment adviser representative (IAR) with state registration records since 2000, appearing at 6 firms. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.

Registration history (10)

FirmFromToCurrent
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2019-10-18presentYes
CITIGROUP GLOBAL MARKETS INC.2016-07-142019-09-16
UBS FINANCIAL SERVICES INC.2013-09-052016-07-25
CITIGROUP GLOBAL MARKETS INC.2010-08-182013-09-12
(DBA) LYON QUEST ASSET MANAGEMENT2009-10-292011-08-22
REDWOOD SECURITIES GROUP, INC.2008-02-142008-03-19
REDWOOD SECURITIES GROUP, INC.2007-08-232007-11-29
REDWOOD SECURITIES GROUP, INC.2007-02-272007-07-31
UCB INVESTMENT SERVICES, INC.2003-10-202005-08-04
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2000-06-272002-07-08

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