ENRIQUE ULLOA

ENRIQUE ULLOA is an investment adviser representative (IAR) with state registration records since 2000, appearing at 7 firms. Currently registered with CITIGROUP GLOBAL MARKETS INC..

Registration history (9)

FirmFromToCurrent
CITIGROUP GLOBAL MARKETS INC.2020-04-13presentYes
WELLS FARGO CLEARING SERVICES, LLC2016-04-012020-02-05
CITIGROUP GLOBAL MARKETS INC.2011-07-012016-04-18
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2009-10-232011-06-22
BANC OF AMERICA INVESTMENT SERVICES, INC.2007-04-092009-10-23
WAMU INVESTMENTS, INC.2005-10-182007-04-03
WELLS FARGO INVESTMENTS, LLC2004-07-012005-10-07
CETERA INVESTMENT SERVICES LLC2003-03-282004-06-18
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2000-01-312002-08-21

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