ARTURO ROCHA is an investment adviser representative (IAR) with state registration records since 2004, appearing at 6 firms. Currently registered with RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC.
| Firm | From | To | Current |
|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | 2021-09-27 | present | Yes |
| RAYMOND JAMES & ASSOCIATES, INC. | 2015-08-14 | 2021-09-14 | — |
| TRANSAMERICA FINANCIAL ADVISORS, LLC | 2012-06-07 | 2013-12-31 | — |
| MML INVESTORS SERVICES, LLC | 2011-05-27 | 2011-07-08 | — |
| WADDELL & REED | 2005-09-27 | 2011-01-14 | — |
| EQUITABLE ADVISORS, LLC | 2004-05-04 | 2005-02-14 | — |
| WADDELL & REED | 2004-01-12 | 2004-04-21 | — |