THOMAS EDWARD FINLEY is an investment adviser representative (IAR) with state registration records since 2005, appearing at 7 firms. Currently registered with WAVERLY ADVISORS, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| WAVERLY ADVISORS, LLC | 2024-10-22 | present | Yes |
| 9258 WEALTH MANAGEMENT, LLC | 2021-01-04 | 2024-12-02 | — |
| THE HUNTINGTON INVESTMENT COMPANY | 2018-09-27 | 2020-10-06 | — |
| PNC WEALTH MANAGEMENT | 2018-02-26 | 2018-10-05 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | 2018-02-01 | — |
| MORGAN STANLEY & CO. LLC | 2007-04-02 | 2009-06-01 | — |
| MORGAN STANLEY DW INC. | 2005-01-18 | 2007-04-02 | — |