THOMAS JAMES ROCCOGRANDI

THOMAS JAMES ROCCOGRANDI is an investment adviser representative (IAR) with state registration records since 2003, appearing at 4 firms. Currently registered with CHARLES SCHWAB & CO., INC..

Registration history (4)

FirmFromToCurrent
CHARLES SCHWAB & CO., INC.2014-01-09presentYes
AVANTAX ADVISORY SERVICES2010-04-062010-12-31
CIC ADVISERS, LLC2007-06-222008-04-15
BB&T INVESTMENT SERVICES, INC.2003-05-162006-11-08

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