NICHOLAS ANTHONY HAWK is an investment adviser representative (IAR) with state registration records since 2011, appearing at 6 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2024-05-30 | present | Yes |
| AMERIPRISE FINANCIAL SERVICES, LLC | 2017-06-30 | 2024-06-03 | — |
| NATIONAL PLANNING CORPORATION | 2015-10-28 | 2017-07-06 | — |
| L.M. KOHN & COMPANY | 2012-07-26 | 2015-09-08 | — |
| LEONARD & COMPANY | 2012-05-04 | 2012-07-23 | — |
| HANTZ FINANCIAL SERVICES, INC. | 2011-04-18 | 2012-05-02 | — |