DIANNE KAROL DAVIS

DIANNE KAROL DAVIS is an investment adviser representative (IAR) with state registration records since 2000, appearing at 5 firms. Currently registered with COMMONWEALTH EQUITY SERVICES, LLC.

Registration history (5)

FirmFromToCurrent
COMMONWEALTH EQUITY SERVICES, LLC2010-11-29presentYes
LPL FINANCIAL LLC2010-03-152010-10-25
NEUBERGER BERMAN BD LLC2005-03-102010-02-04
BANC OF AMERICA INVESTMENT SERVICES, INC.2004-03-222005-02-16
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2000-02-182004-03-06

More