Alan Michael Romero

Alan Michael Romero is an investment adviser representative (IAR) with state registration records since 2003, appearing at 7 firms. Currently registered with LPL FINANCIAL LLC.

Registration history (8)

FirmFromToCurrent
LPL FINANCIAL LLC2020-09-30presentYes
ALLSTATE FINANCIAL ADVISORS, LLC2018-05-142020-09-30
PNC MANAGED ACCOUNT SOLUTIONS, INC.2017-06-072018-04-27
EQUITABLE ADVISORS, LLC2016-07-272017-06-06
LPL FINANCIAL LLC2016-01-062016-05-26
WEALTHPLAN PARTNERS2015-07-212017-03-28
UBS FINANCIAL SERVICES INC.2011-08-252014-12-23
CUSO FINANCIAL SERVICES, L.P.2003-08-012011-08-26

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